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Primary dealer
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#	Item
91	No-Action Letter: Morgan Stanley and Citigroup Inc. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-05-14 10:12:52 Finance Financial services Broker-dealer Fixed income market Citigroup Morgan Stanley U.S. Securities and Exchange Commission Net capital rule Mutual fund scandal Investment Financial economics Primary dealers
92	Bernanke Testimony on Lessons from the Failure of Lehman Brothers Add to Reading List Source URL: www.federalreserve.gov Language: English - Date: 2011-05-23 12:01:18 Financial services Shearson Lehman/American Express Late-2000s financial crisis Primary Dealer Credit Facility U.S. Securities and Exchange Commission Repo 105 Federal Reserve System Bear Stearns Net capital rule Lehman Brothers Economy of the United States Finance
93	MEMORANDUM OF UNDERSTANDING BETWEEN THE U.S. SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-07-07 12:45:24 Economy of the United States Federal Reserve System Bank holding company U.S. Securities and Exchange Commission Securities Exchange Act Banking in the United States Net capital rule Primary dealer Federal Reserve Bank Federal Reserve Financial regulation Government
94	George L. Divel, III - CO Add to Reading List Source URL: www.oag.state.md.us Language: English - Date: 2011-05-06 13:28:51 Common law Primary dealers Fiduciary Morgan Stanley Trust law Citigroup Hague Trust Convention Broker-dealer Investment Advisor Law Civil law Equity
95	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]June 3, 2013 SEC SUSPENDS TRADING IN COMMON STOCK OF SIXTY-ONE COMPANIES Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-06-03 08:34:17 United States securities law U.S. Securities and Exchange Commission Financial regulation Government Primary dealer United States Companies listed on the New York Stock Exchange 73rd United States Congress Securities Exchange Act United States Securities and Exchange Commission
96	Market Participants MPID AABA ACAP ACPL AFCO Add to Reading List Source URL: www.otcmarkets.com Language: English - Date: 2013-04-05 16:27:27 Economy of the United States Securities Primary dealer Stifel Nicolaus Financial economics Finance
97	2008 Annual Report - Feature Article Add to Reading List Source URL: www.richmondfed.org Language: English - Date: 2010-07-16 09:55:05 Financial economics Financial markets Banking in the United States Subprime mortgage crisis United States Department of the Treasury Federal Reserve System Money market Primary Dealer Credit Facility Late-2000s financial crisis Federal Reserve Economics Finance
98	J.P.Morgan Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20S49 Attention Ms. Nancy M . Morris Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-06-08 14:22:03 Financial markets Financial services Dow Jones Industrial Average Primary dealers JPMorgan Chase Short Bank Broker-dealer Net capital rule Financial economics Investment Finance
99	Comment Letter on File No. S7-22-06 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-03-26 15:16:37 Financial markets Financial services Primary dealers United States securities law Broker-dealer Fixed income market Short Federal Reserve System Investment banking Financial economics Law Finance
100	INSTITUTE OF INTERNATIONAL BANKERS 299 Park Avenue, 17th Floor New York, N.Y[removed]Direct: ([removed]Facsimile: ([removed]Main: ([removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-06-11 11:19:34 Primary dealers Financial services Financial markets Federal Reserve System Bank UBS Federal Deposit Insurance Corporation Broker-dealer Citigroup Financial economics Investment Finance

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